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https://hdl.handle.net/2142/30695
Description
Title
Studies in the theory of solids
Author(s)
Smith, Darryl Lyle
Issue Date
1974
Director of Research (if dissertation) or Advisor (if thesis)
Dow, J.D.
Department of Study
Physics
Discipline
Physics
Degree Name
Ph.D.
Degree Level
Dissertation
Keyword(s)
kinematic
single crystal
x-ray edge anomalies
Aluminum
lithium
Hamiltonian
crystal impurities
Language
en
Abstract
"I: The accuracy of a recently proposed method of extracting kinematic
low-energy-electron-diffraction intensities from averages of experimental
data taken at constant momentum transfer is examined by using calculated
intensities in lieu of the data. These ""dynamical"" intensities are evaluated
using the isotropic-scatterer inelastic-collision model. As the model
parameters are known ~ priori, both the kinematical and dynamical intensities
are specified exactly without appeal to any empirical procedures.
Comparison of the kinematical and averaged-dynamical intensities reveals
systematic discrepancies between the two on the order of 10-100% for parameters
characteristic of electrons with energies 50 ~ E ~ 100 eV incident on
clean surfaces of monatomic metals. These discrepancies arise because the
averaging does not remove completely the effects of multiple scattering
from strongly scattering ion cores. A general (geometrical) formulation of
the relation between the kinematical and dynamical intensities is proposed.
Within the framework of this formulation appropriate measures of the averaged
intensities, kinematic intensities, and their differences are constructed.
For physically reasonable model parameter~ the averaging method is shown to
be capable of determining the values of expansions (contractions) of the
uppermost-layer spacings at clean single-crystal surfaces to within a few
percent.
II: The many-electron theory of x-ray edge anomalies is examined in
the light of existing data and new experimental tests of the theory are suggested.
The K~ emission, L2,3 emission, L2,3 satellite emission, and L ,3 2
absorption spectra of aluminum are shown to exhibit threshold shapes which
cannot all be consistently explained using the present form of the threshold
theory. We show that the threshold theory predicts a dramatic change in the
absorption threshold of lithium if impurities are introduced into the
material. Experimentally, this effect is not observed demonstrating that
the present form of the threshold theory cannot explain the absorption edge
shape of lithium. The threshold theory also predicts the edge shape of electron
energy loss spectra and tests of the dependence on core-electron angular
momentum are suggested: (i) for transitions from d or f core level to conduction
bands, the inelastic electron scattering spectral shape S(q.m) should be
dramatically enhanced as the momentum transfer hq is increased from zero.
(ii) For the L2,3 edges, S(~,m) should flatten perceptibly with increasing
q. These experiments are in progress and should greatly clarify the range
of validity of the threshold theory.
III: A model Hamiltonian is used to consider resonant energy transfer
between impurities in a crystal. A nonperturbative calculation of excitation
probabilities is presented which is valid for all values of the
electron-phonon coupling. When the electron-phonon coupling is strong, our
result reduce to that of the well-known F~rster-Dexter theory. When the
electron-phonon coupling is negligible, our results reduce to that of the
two level model first considered by Perrin. We determine the condition for
dissipative or periodic energy transfer in terms of the model parameters and
relate these parameters to the impurity optical spectra."
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